Terms and Conditions for Investment Business
The information displayed on this website concerns investment services and activities provided and performed by UBS Investment Bank (UBS-IB) entities for Professional Clients and where relevant, Eligible Counterparties. UBS-IB does not deal directly with Retail Clients and the information on this website is not suitable or relevant to such clients.
On this website you will find information on UBS-IB's standard terms for investment business (UBS-IB entities in the UK only) and its order execution policy (UBS-IB entities in the European Economic Area (EEA) only).
Standard Terms of Business
Below you will find UBS-IB's standard terms for investment business together with various product descriptions and risk warnings. In addition, we have included certain disclosures for our FX Barrier Options clients. This information is relevant to services and activities provided to Professional Clients and Eligible Counterparties by UBS-IB entities located in the UK only.
MiFID Order Execution Policy
Set out below are details of our order execution policy. Since the introduction of the EU Markets in Financial Instruments Directive (MiFID), UBS-IB is required to put in place an order execution policy and to take all reasonable steps to obtain the best possible result (or "best execution") on behalf of its Professional Clients either when executing client Orders or receiving and transmitting Orders for execution. UBS-IB is also required to provide appropriate information to its Professional Clients on its MiFID order execution policy.
The purpose of the documents appended below is to provide Clients with information on UBS-IB's MiFID order execution policy and to obtain their consent to such policy. UBS-IB's MiFID order execution policy applies only to Professional Clients and to Financial Instruments as defined in MiFID.
UBS-IB's MiFID order execution policy applies where UBS-IB legal entities located in the EEA:
(i) receive and transmit client Orders; and/or
(ii) execute Orders on a Client's behalf
The information on this website may be subject to change at any time and nothing on this website should be construed as a solicitation to engage in any investment activity in any jurisdiction.
The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Please consult the sales restrictions relating to the products or services in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.
For information as to which entity provides the services in each jurisdiction, click here.
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