Our terms of business.

When we begin business with a new client we send a welcome pack containing important information about our services, some of which is required by law. The information referred to in that pack can be found below. We may update it from time to time.

Any questions? Email our legal team in London on OL-IBTerms-EMEA@ubs.com

UBS investment bank entities in EMEA

Terms and Conditions

General Terms: Our general terms and conditions for services provided to professional clients and eligible counterparties: View document (PDF, 346 KB)

Country Annexes to General Terms: Additional terms relevant to clients in certain jurisdictions:

Electronic Trading Terms: additional terms that apply where you connect to our trading systems electronically: View document (PDF, 141 KB)

Electronic Trading Annexes: Material referred to in our Electronic Trading Agreement

Information about us

UBS Investment Bank: Information about UBS investment bank entities in EMEA:

View document (PDF, 103 KB)

Guarantee: The text of UBS AG’s guarantee in favour of counterparties of UBS Limited:
View document (PDF, 107 KB)


Regulatory Information

CASS disclosure: Information about how we hold your assets and money required under the FCA’s "CASS" Rules. View document (PDF, 123 KB)

MiFID order handling & execution policy: Information about our MiFID order handling & execution policy: View document (PDF, 159 KB)

Product General Procedures: Information on when, where and how we deliver best execution in the EEA for different products:

Execution venues: A non-exhaustive list of execution venues we use: View document (PDF, 91 KB)

Executing orders outside regulated markets and MTFs: Why we need your consent to handle your orders outside a regulated market or MTF:
View document (PDF, 83 KB)

Disclosures and Risk Warnings

Conflicts: Disclosure about the inherent conflicts of interest in our business: View document (PDF, 179 KB)

Product Descriptions and Risk Warnings:
View document

Barrier Options disclosure: View document

 

This information is not a solicitation to engage in investment activity in any jurisdiction.