Our terms of business.
When we begin business with a new client we send a welcome pack containing important information about our services, some of which is required by law. The information referred to in that pack can be found below. We may update it from time to time.
Any questions? Email our legal team in London on OL-IBTerms-EMEA@ubs.com
UBS investment bank entities in EMEA
Terms of business
General Terms: Our terms of business for designated investment services provided to professional clients and eligible counterparties: View document
Country Annexes to General Terms: Additional terms relevant to certain jurisdictions:
- Canadian Clients: View document
- Russian Clients: View document
- Hong Kong Client Identity Notice: View document
Electronic Trading Terms: additional terms that apply where you connect to our trading systems electronically: View document
Electronic Trading Annexes: Material referred to in our Electronic Trading Agreement
CASS disclosure: Information about how we hold your assets and money required under the FCA’s "CASS" Rules. View document
MiFID order handling & execution policy: Information about our MiFID order handling & execution policy: View document
Product General Procedures: Information on when, where and how we deliver best execution in the EEA for different products:
- Cash Equities: View document
- Equity Finance: View document
- Exchange Traded Derivatives: View document
- Equity Derivatives: View document
- Foreign Exchange and Precious Metal: View document
- Rates and Credit: View document
- FRC Clearing and Execution Services: View document
Execution venues: A non-exhaustive list of execution venues we use: View document
Executing orders outside regulated markets and MTFs: Why we need your consent to handle your orders outside a regulated market or MTF: View document
This information is not a solicitation to engage in investment activity in any jurisdiction.
The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Please consult the sales restrictions relating to the products or services in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.
For information as to which entity provides the services in each jurisdiction, click here.
© UBS 1998-2015. All rights reserved.