Advice Built on experience
I grew up in Southern California, graduated from University of Redlands and Pepperdine School of Law. The highlight of my Redlands education was spending a semester studying European history, art and culture while living in Salzburg, Austria. After college, I spent a few years traveling and working for the Orange County Probation Department before heading to law school. I received my lae degree in 1977. I practiced for five years with Dawson, Dawson and Freeman. While we had good clients such as Shea Homes and Nordstrom's, I found that it was not a fulfilling career for me.
I became a financial advisor in late 1983 when I started with E F Hutton. My clients now include professionals, business owners and wealthy individuals and families located across the United States. My practice is focused on being a comprehensive source of financial and investment advice to my clients. I look back now over those 36 or so years with pride in how I've helped my clients live their livest to the fullest, educate their children and retire successfully. That I guided many of these people through good times and bad and helped them reach their goals and live their dreams is a source of great satisfaction to me. I now enjoy helping the children and some of the grandchildren of my original clients.
I have been very fortunate to be able to spend part of my summers in Ketchum, Idaho where I enjoy fly-fishing (my favorite pastime), hiking, the Sun Valley Symphony and visiting with friends.
For fifteen years I have been on the Board or Directors of Orange County Coastkeeper, a not for profit corporation, which is focused on protecting the water quality of our local ocean, bay, streams and groundwater. Conservation of our natural resources is bery important to me.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Investments |
Newport Beach |
January 2009 - Present |
Citi smith Barney and predecessors |
Senior Vice President- Wealth Management |
Newport Beach |
December 1983 - January 2009 |
Dawson Dawson & Freeman |
Attorney - Partner |
Newport Beach |
September 1978 - December 1983 |
Orange County Probation Department |
Juvenile Counselor |
Santa Ana |
June 1972 - July 1974 |
Registered States:
AZ, CA, CO, FL, GA, IA, ID, IL, KS, MA, MD, MI, MO, NJ, NM, NV, NY, OH, OR, RI, SC, TX, UT, VA, WA