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38 UBS Financial Advisers named to Financial Times 401 Top Retirement Plan Advisers

New York Media Releases Americas Wealth Management Americas WM Americas News

Advisors are recognized for expertise in retirement planning advise

38 named to Financial Time's 401 Top Retirement Plan Advisors

New York September 27, 2017 – The Financial Times announced that UBS has 38 advisors on their 2017 Financial Times 401 Top Retirement Plan Advisors list. The ranking reflects each advisor’s status in seven primary areas, including Defined Contribution (DC) plan assets under management, growth in DC plan business, specialization in DC plan business, and other factors.

"These advisors are distinguishing both themselves and UBS by consistently providing their expert guidance to plan sponsor clients amid a rapidly changing environment," said Tom Naratil, President WMA and President Americas. "Through their dedication and their deep commitment to enabling participating employees to prepare for retirement, they're helping us to deliver the strength of UBS's capabilities to an important client segment. Congratulations to all of them on this honor."

To learn more about the advisors on this year's list, visit their websites below:

Name

City & State

Website

Darin M. Beeghley

San Diego, CA

Link

Joe Calao

Waco, TX

Link

Brian A. Catanella

Philadelphia, PA

Link

Paul R. Coyner

Naperville, IL

Link

Paul Daiutolo

Rochester, NY

Link

John C. Ellis

New Orleans, LA

Link

Ozzie I. Fishman

Dublin, OH

Link

L. Rita Fiumara

Chicago, IL

Link

Renee Fourcade

Los Angeles, CA

Link

Harris M. Gignilliat

Atlanta, GA

Link

Chad W. Goerner

Princeton, NJ

Link

Brett Henderson

Beverly Hills, CA

Link

Jennifer Hocking

Irvine, CA

Link

Steven Hocking

Irvine, CA

Link

Andrew R. Hutcheson

Century City, CA

Link

Douglas E. Kincart

San Diego, CA

Link

Tom Kret

Barrington, IL

Link

Bruce G. Lanser

Milwaukee, WI

Link

Matt Lasko

Dallas, TX

Link

Mario Lepore II

Birmingham, MI

Link

Linda Modico

New York, NY

Link

Colin B. Murphy

Denver, CO

Link

Samantha A. Parker Hopkins

Tampa, FL

Link

Timothy L. Rauwald

Chapel Hill, NC

Link

Ken Rinehart

Cincinnati, OH

Link

Allen Saunders

Walnut Creek, CA

 

Robert M. Schneider

Walnut Creek, CA

Link

L. Marc Shegoski

Princeton, NJ

Link

Alan Spierer

Westfield, NJ

Link

Harlan B. Spinner

Los Angeles, CA

Link

James C. Spooner

West Des Moines, IA

 

C. Scott Sutcliff

Irvine, CA

Link

Robert Vaughan

The Woodlands, TX

Link

Roger F. Vierra

Rockland, MA

Link

Jon P. Willhite

The Woodlands, TX

Link

Mark D. Williams

Winter Haven, FL

Link

Limei Yu

Chicago, IL

Link

Christopher Zangari

Westfield, NJ

Link

Notes to Editors:

About UBS Wealth Management Americas 

Wealth Management Americas is one of the leading wealth managers in the Americas in terms of Financial Advisor productivity and invested assets. Its business includes UBS’s domestic U. S. and Canadian wealth management businesses, as well as international business booked in the U.S. It provides a fully integrated set of wealth management solutions designed to address the needs of ultra high net worth and high net worth clients. 

About UBS 

UBS provides financial advice and solutions to wealthy, institutional and corporate clients worldwide, as well as private clients in Switzerland. The operational structure of the Group is comprised of our Corporate Center and five business divisions: Wealth Management, Wealth Management Americas, Personal & Corporate Banking, Asset Management and the Investment Bank. UBS's strategy builds on the strengths of all of its businesses and focuses its efforts on areas in which it excels, while seeking to capitalize on the compelling growth prospects in the businesses and regions in which it operates, in order to generate attractive and sustainable returns for its shareholders. All of its businesses are capital-efficient and benefit from a strong competitive position in their targeted markets. 

UBS is present in all major financial centers worldwide. It has offices in 54 countries, with about 34% of its employees working in the Americas, 35% in Switzerland, 18% in the rest of Europe, the Middle East and Africa and 13% in Asia Pacific. UBS Group AG employs approximately 60,000 people around the world. Its shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE). 

Media Contact

For UBS Wealth Management Americas
Maya Dillon
Maya.dillon@ubs.com
Tel:  212-713-3130
Mobile:  917-615-7094