Investment Advisory Programs

Trusting investment decisions to professionals who put your interests first.

UBS Financial Advisors are committed to learning about your unique financial goals and developing tailored investment strategies to help you address them. 

UBS offers a variety of investment advisory programs—including both non-discretionary and discretionary offerings—to help you pursue your financial objectives.

By incorporating a UBS advisory program in your investment portfolio, you can enjoy:*

  • Personalized advice and guidance from a UBS Financial Advisor
  • Custom asset allocation and financial consulting
  • Asset management expertise from  well-known institutional investment management firms
  • Periodic monitoring of advisory account to ensure it remains aligned with your investment preferences

*Services and implementation options vary by advisory program selected

More info

UBS Strategic Wealth Portfolio

UBS Strategic Wealth Portfolio is a non-discretionary, unified advisory account, offering the ability to combine separately managed accounts, mutual funds and exchange traded funds in a single account.

Portfolio Management Program

A UBS Financial Advisor acts as your personal portfolio manager, with discretion to buy and sell the securities in your advisory account.

Separately Managed Accounts

UBS ACCESSSM and Managed Accounts Consulting are advisory programs in which affiliated and non-affiliated investment advisors manage client accounts on a discretionary basis.

UBS Strategic Advisor

UBS Strategic Advisor is a non-discretionary, advisory program designed to provide you with ongoing advice, guidance and flexibility.

Mutual Fund Advisory Program

UBS PACESM (Personalized Asset Consulting and Evaluation) – A UBS Financial Advisor works with you to provide an asset allocation based on your investment objectives and risk tolerance, and then helps you evaluate and select mutual funds for your portfolio.

Advisor Allocation Program

The UBS Advisor Allocation Program (AAP) is a discretionary, advisory program in which your Financial Advisor sets a target allocation and selects from mutual funds, exchange traded funds and separately managed account strategies managed by affiliated and non-affiliated investment managers.

Consolidated Advisory Program

A UBS-CAP portfolio provides the simplicity of consolidation and creates a single approach to all your advisory investments, where you can bring together a variety of your related entities as long as they share the same risk profile and investment objectives. 

Consolidated Advisory Program-Select

UBS CAP-Select is an advice-only, advisory program designed to provide investment solutions through a 100% diversified alternative investment portfolio.

UBS Advice Portfolio

UBS Advice Portfolio is a digitally delivered multi-asset discretionary solution based on strategic asset allocation from the Global Wealth Management Chief Investment Office. The offering combines professional portfolio management by UBS, including automated rebalancing and tax-loss harvesting, with ongoing support from a UBS Financial Advisor.

To determine which program suits your individual needs, connect with your UBS Financial Advisor or find a UBS Financial Advisor. For more information about our investment advisory programs, including fees, client suitability and program features, please refer to the UBS’s Form ADV Disclosure Brochure. For information about these other investment advisory programs, please see the Disclosure Brochures at ubs.com/advisorydisclosures. 

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Expiration: 1/31/2024 Approval date: 1/9/2023 Review Code: IS2300170

Personalized recommendations or advice.
If you would like more details about any of the information provided, or personalized recommendations or advice, please contact your UBS Financial Advisor.

Conflicts of interest.
UBS Financial Services Inc. is in the business of establishing and maintaining investment accounts (including retirement accounts) and we will receive compensation from you in connection with investments that you make, as well as additional compensation from third parties whose investments we distribute. This presents a conflict of interest when we recommend that you move your assets to UBS from another financial institution or employer retirement plan, and also when we make investment recommendations for assets you hold at, or purchase through, UBS. For more information on how we are compensated by clients and third parties, conflicts of interest and investments available at UBS please refer to the ‘Your relationship with UBS’ booklet provided at ubs.com/relationshipwithubs, or ask your UBS Financial Advisor for a copy.

Important information about brokerage and advisory services.
As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. For more information, please review client relationship summary provided at ubs.com/relationshipsummary, or ask your UBS Financial Advisor for a copy.

No tax or legal advice.
UBS Financial Services Inc., its affiliates and its employees do not provide tax or legal advice. You should consult with your personal tax and/or legal advisors regarding your particular situation.