San Mateo, CA Financial Advisors | Peninsula Financial Group

Serving you. Together.

Peninsula Financial Group—A strategic combination of highly experienced financial advisors with over 70 cumulative years of experience in wealth management and retirement plan consulting. We are an expansive team serving complex needs, but focus on providing a highly personalized approach with each of the families, businesses, and organizations we serve.

If one word symbolizes the relationships that Peninsula Financial Group has with our clients, it is “together.” The enhanced synergy, fresh perspectives and increased capabilities of our new team mean that, together, we can provide you with the highest level of support and service for your business, as well as with innovative wealth management strategies for you and your family.

Together, as a team, we will work closely with you to find solutions that can help you pursue long-cherished goals and objectives, both on a personal and corporate level.

Peninsula Financial Group

650-696-1330
408-282-8418

855-280-8085

UBS Financial Services
400 South El Camino Real
Suite 900
San Mateo, CA 94402

Comprehensive personal and professional guidance

We provide planning to a wide range of clients facing very specific needs.

Personalized wealth management
Retirement plan consulting services
Executive financial planning

A goal-oriented approach to your family’s wealth

Drawing on extensive experience serving high net worth clients, we’ll assist you in shaping solutions that encompass all aspects of your busy world.

We believe that financial planning provides clarity and direction, especially for wealthy families with complicated financial needs. The plan we create with you essentially says: Here is where we are now, here is where we would like to be in x number of years. We balance these goals with your risk tolerance, time horizon and potential tax implications to create a targeted investment approach aimed at preserving capital while addressing your cash management needs.

Backed by the strength and stability of UBS, one of the world’s largest wealth management firms, our services include:

Personalized Financial Planning
Advisory investment management
Banking and lending services
Liability and risk management
Alternative investments

Environmental, social & governance overlays
Philanthropy & Legacy planning
Wealth transfer strategies
Cash flow planning & analysis
Tax optimization

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Advice for the life you lead

A plan for your financial life

“We believe wealth is more than just a number on a piece of paper. Your wealth represents your time, your effort, your people and your passion. We are here to walk with you on the journey of stewarding that wealth thoughtfully: for yourself as well as the generations that follow you.”

— Jim Yeager, CFP® , Senior Vice President - Wealth Management

Learn more about our personal wealth management services

We will work to make your retirement plan stronger

As an owner or executive of a fast-growing company, your business is expanding—and so are your fiduciary duties to your retirement plan. We’ll help simplify the complexity of your plan to help you focus on what you do best.

We help our clients deliver a leading benefit to their employees, while implementing processes that protect the company and plan fiduciaries.

Our approach focuses on assisting you in three key areas:

Fiduciary governance to help you manage your responsibilities and reduce liability
Plan health to optimize your plan by applying new strategies and pursuing cost efficiencies

Retirement readiness that empowers participants to make more informed financial decisions

Our Senior Retirement Plan consultants (with over four decades of experience between them) are part of UBS’s national network providing customized service to more than 2,000+ retirement plans representing more than $85 billion in plan assets.¹

¹ Source as of 12/31/2017 based on UBS reporting. Includes defined contribution and nonqualified deferred compensation plans served through our Institutional Consulting and Retirement Plan Consulting Services programs. Source: UBS quarterly review 4Q17

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UBS Financial Wellness Center

RPCS Capabilities

UBS Corporate Solutions

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“Our mission is to make your plan more effective. That means structuring the plan in order to meet your goals as plan sponsor and responsibilities as fiduciary, as well as working to give your employees the best opportunity to achieve a successful retirement..”

— Rich Gamboa
Senior Retirement Plan Consultant

Learn more about our retirement plan consulting services

A financial planning benefit for your leadership team.

If you’re concerned about retaining your best executives as well as attracting new talent, consider adding financial planning to your benefit suite. Offering financial planning as a company sponsored benefit shows executives that the company is invested in their financial success. It also helps them make the most of their compensation package; helping to maximize the company’s investment.

It can be difficult for even the savviest executive to juggle his or her own personal financial issues with the demands of a senior level job. With our corporate financial planning program, each of your executive leaders will have one-on-one relationship with one of our financial advisors, to deliver a comprehensive plan and assist them on an ongoing basis:

Organizing often-complex personal finances
Determining the appropriate asset allocation for their portfolios
Finding solutions to insurance and lending needs
Planning pre IPO’s and other liquidity events

Retirement planning
Estate planning strategies
Tax partnership with PricewaterhouseCoopers

Providing your key executives with financial planning services can enhance the focus of your senior leadership team on running your business, maximize the use of company compensation plans and help retain your most important talent.