UBS ETF In order to proceed, you must confirm that you are an institutional investor based in Luxemburg.

1) Entities which are required to be authorised or regulated to operate in the financial markets:

    a) Credit institutions

    b) Investment firms

    c) Other authorised or regulated financial institutions

    d) Insurance companies

    e) Collective investment schemes and management companies of such schemes

    f) Pension funds and management companies of such funds

    g) Commodity and commodity derivatives dealers

    h) Other institutional investors

2) Large undertakings meeting two of the following size requirements on a company basis:

    a) balance sheet total: EUR 20 000 000

    b) net turnover: EUR 40 000 000

    c) own funds: EUR 2 000 000

3) National and regional governments, public bodies that manage public debt, Central Banks, international and supranational institutions such as the World Bank, the IMF, the ECB, the EIB and other similar international organisations.

4) Other institutional investors whose main activity is to invest in financial instruments.

  • Investments in these products should be made only after studying the current prospectus and Key Investor Information Document in detail.
  • The information was prepared without reference to any specific or future investment objective, financial or tax situation or requirement on the part of a particular individual or group.
  • The information is intended for information purposes only and constitutes neither an offer nor a solicitation to buy or sell securities of any kind or related financial instruments.
  • The products or securities described below may be unsuitable or prohibited for sale in all jurisdictions or to certain categories of investors.
  • The following information and opinions have been compiled or arrived at based upon information obtained from sources believed to be reliable and in good faith, but are not guaranteed as being accurate, nor are they a complete statement or summary of the securities, markets or developments referred to.
  • The following details and opinions are provided without any guarantee or warranty and are for the recipient's personal use and information purposes only.
  • UBS AG and/or other members of the UBS Group may have a position in and may make purchases and/or sales of any of the securities or other financial instruments mentioned below.
  • This and the following information may not be reproduced, redistributed or republished for any purpose without written permission from UBS AG.
  • Representative in Luxembourg for UBS Funds established under foreign law: UBS Fund Services (Luxembourg) S.A. Sales prospectuses, Key Investor Information Documents, articles of association and contractual terms as well as annual and semi-annual reports of UBS Funds are available free of charge from  UBS ETF Sicav, 49, Avenue J.F. Kennedy, L-1855, Kirchberg, Luxembourg
  • Units of the UBS Funds mentioned above may not be offered, sold or delivered in the US. The information mentioned herein is not intended to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments.
  • The following information and charts may contain information on performance. Past performance is not a reliable indicator of future results. The performance shown does not take account of any commissions and costs charged when subscribing to and redeeming units. Commissions and costs have a negative impact on performance.
  • If the currency of a financial product or financial service is different from your reference currency, the return may rise or fall as a result of currency fluctuations. This information pays no regard to the specific or future investment objectives, financial or tax situation or particular needs of any specific recipient.
  • The details and opinions contained on this website are provided without any guarantee or warranty and are for the recipient’s personal use and information purposes only.
  • This and the following information does not constitute tax, legal or investment advice. Please contact your tax, legal and/or investment advisor.
  • The following  information contain statements that constitute “forward-looking statements”, including, but not limited to, statements relating to our future business development. While these forward-looking statements represent our judgments and future expectations concerning the development of our business, a number of risks, uncertainties and other important factors could cause actual developments and results to differ materially from our expectations.
  • Source for all data and charts (if not indicated otherwise): UBS Asset Management. © UBS 2019

Contact If you would like to know more about our product range, please feel free to contact us.

For further information on UBS ETFs please call:

Marcel Danen

Marcel Danen
Head Passive & ETF Specialist Sales Benelux
Tel. +3120 551 0166
Fax. +3120 551 0109


For further information on Capital Markets please call:

Gianandrea Grassi

Gianandrea Grassi
ETF Capital Markets
UBS Exchange Traded Funds
Tel. +41-44-234 53 45


For Press and Media relations

For members of the press seeking information on UBS ETFs, please contact UBS Media Relations

UBS Media Relations Switzerland

Zurich
Tel: +41-44-234 85 00
Fax: +41-44-234 85 61

Additional information is made available by the Management Company on the following website, in accordance with the provisions of Luxembourg laws and regulations: Investor information

This additional information includes the procedures relating to complaints handling, the strategy followed for the exercise of voting rights of the Fund, the conflict of interest , the remuneration and best execution policy.

1. Cyber Security Policy

"UBS (Irl) ETF plc (the "Company") regulated by the Central Bank of Ireland (the "Central Bank") and UBS ETF SICAV (The "Company) regulated by CSSF have adopted this cyber-security policy (this "Policy") as part of its internal arrangements to ensure it has effective and robust safeguards in place to mitigate the risk of a cyber-security attack and document its reliance on third party service providers' cyber-security arrangements to protect the Company's technology and assets.

As a regulated entity, the Company is committed to ensuring the highest possible standards including that of its cyber-security arrangements.

As the Company is an investment fund it places reliance on the cyber-security policies of the Service Providers as they are the front line of defense for the Company and have the necessary infrastructure, systems and controls in place to mitigate these cyber-security attacks on the Company's technology and assets. The Manager places reliance on the cyber-security policies of its delegates.

The Company is satisfied that each service provider has a robust and effective cyber security policy in place to mitigate the risk of cyber-security attacks on the Company's technology and assets. The Manager is satisfied that each service provider has a robust and effective cyber security policy in place to mitigate the risk of cyber-security attacks on the Company's technology and assets.

Where a cyber-security breach has occurred that impacts investors or the Company's technology or assets, the service providers are required to immediately notify Michael Bern providing him with full details of the issue, the impact and remediation steps. Where a cyber-security breach has occurred that impacts investors or the Company's technology or assets, the service providers are required to immediately notify the Manager providing them with full details of the issue, the impact and remediation steps.

Each Service Provider should provide a full report on their cyber security policies and confirm in writing, to the Manager that their cyber security policies are being adequately maintained, reviewed and tested annually and that they are operatively effectively. Each Service Provider shall confirm in writing, on an annual basis, to Michael Bern that their cyber security policies are being adequately maintained, reviewed and tested annually and that they are operatively effectively. Michael Bern will send this confirmation to Manager in order for the Manager to make the relevant reporting's to the Board of Directors of the Company."

2. Whistleblowing Policy

UBS has a policy entitled “Whistleblowing Protection for Employees” which is applied to the UBS group. As part of this policy all UBS employees are encouraged to promptly report any conduct which they reasonably believe violates any applicable laws, regulations, rules, or other legal requirements, or applicable UBS codes of conduct and policies, ethical code or any professional standards, with assurance that they will receive adequate protection.

The UBS (Irl) ETF plc UBS and UBS ETF SICAV has adopted this UBS Whistleblowing policy. Any independent Director / non UBS employees that perform duties for an investment company, for which the Management Company acts as Management Company has access to the below misconduct form which can be found under the following website to report any concerns which he/she may wish to raise in the form of a whistleblowing disclosure: 

https://www.ubs.com/global/en/contact/ubs-staff-misconduct.html

The Board will review this whistleblowing policy on an annual basis with a view to making changes when considered necessary or appropriate for the Company. Any amendments to this whistleblowing policy shall be approved by the Board.

Complaints Handling
In case you wish to address any complaint to UBS Fund Management (Luxembourg) S.A., please send your concerns to:
UBS Fund Management (Luxembourg) S.A.
Head of Compliance
33A avenue J.F. Kennedy
L-1855 Luxembourg
email : sh-ubsfml-compliance@ubs.com

The Compliance department will confirm receipt of your mail and organize the answer to your concerns in the shortest possible timeframe.

The remuneration policy, complaint handling policy, whistleblower, policy and cyber security policy and market abuse policy may be obtained free of charge on request from the Management Company.