FIM United Kingdom Services for Financial Intermediaries

We are committed to you and your clients and strive to provide complete solutions for your business. We're also dedicated to keeping you connected through innovative technology and navigating regulatory change. All so you have the time and resources that you need to serve your clients and focus on your business.

UBS Global FIM – your institution of choice

UBS Global FIM - your institution of choice

Our Business Model

External Asset Manager /
External Financial Consultant (EAM/EFC)

How we work together

  • Agree to the terms of the relationship with your Business Developer.
  • For FCA / JFSC regulated firms, we use the public domain to source the majority of the information we need to on-board a new Financial Intermediary.
  • Your Business Developer and Client Advisor will ask for any additional document requirements, e.g. Authorised Signatory Lists, Memorandum & Articles of Association, Certificate of Incorporation, CVs (if less than 5 employees), and organisation chart.
  • EAM Agreement to be signed by two FIM company directors and UBS.

Why book in UK?

London is a major global and European financial hub and is well placed to achieve your clients' financial ambitions.

We leverage our local expertise as well as a sophisticated international investment platform. A perfect combination.

In London you benefit from:

  • Leading global financial centre, ranked largest in the world alongside New York.
  • Robust and transparent legal and regulatory framework.
  • A broad range of international investment opportunities.

When you do business with us in London, you’ll also get:

  • Financial intermediary teams dedicated to specific countries backed by a global network.
  • A broad range of international investment opportunities.
  • Continued innovation in technology.

We offer a wide range of products & services

Research & Investment Products

Banking Products & Services

Additional Services

  • UBS Wealth Management CIO research
  • Access to UBS Wealth Management CIO analysts
  • Capital Markets: Equities, Fixed Income, FX and Precious Metals (incl. Structured Products, Derivatives and ETD)
  • UBS funds, 3rd party funds, ETFs
  • Discretionary Management1
  • Alternative investments: Hedge Funds, Private Equity, Real Estate
  • Institutional solutions1
  • Credit & Liquidity Solutions
  • Lending Solutions
  • Property Financing
  • Aircraft financing2
  • Single stock loans
  • Multi-shoring
  • Corporate Finance Advisory1
  • Wealth and Succession Planning
  • Philanthropy services
  • Art Advisory2

Important information: Please note that for certain products and services minimum requirements have to be met and under certain conditions restrictions may apply. Certain products and services are subject to legal and regulatory restrictions and cannot be offered worldwide on an unrestricted basis and may not be available to the Financial Intermediary. UBS does not give tax or legal advice. Clients should obtain their own independent tax and legal advice.

  1. UK booking centre offering
  2. Swiss booking centre offering

Here you can find the contacts for our Booking Center United Kingdom desk. We look forward to hearing from you and finding new solutions for your business.

Contact

Dr. Baris Serifsoy
Head of FIM UK & Jersey

3 Finsbury Avenue
London
EC2M 2AN
United Kingdom

+44 20756 81095
baris.serifsoy@ubs.com

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