FIM Germany Services for Financial Intermediaries

We are committed to you and your clients and strive to provide complete solutions for your business. We're also dedicated to keeping you connected through innovative technology and navigating regulatory change. All so you have the time and resources that you need to serve your clients and focus on your business.

UBS Global FIM - your institution of choice

UBS Global FIM - your institution of choice

Our Business Model

External Asset Manager /
External Financial Consultant (EAM/EFC)

Banks, Regulated Brokers,
Life Insurance Companies (BBI)

Our Business Model
Our Business Model

Why opt to book in Germany?

Offer your clients custody within the strongest economy within the EUR.
German precision, accuracy and reliability available for you and your clients also in banking.

In Germany you benefit from:

  • A highly developed infrastructure
  • Political, economic and monetary stability
  • Legal security
  • All standards of EU-Regulation implemented

When you do business with us in Germany, you’ll also get:

  • An experienced team for Financial Intermediaries with a strong local and global network
  • Access to whole offering of UBS including Research, UBS-Mandates, Events etc.
  • All kinds of PLF-Services provided
  • International State-of-the art IT platform of UBS

Our offering at a glance

Products and Services

We offer a wide range of products & services

Research

Investment Products

Banking Products & Services
  • UBS Wealth Management
    CIO research
  • UBS Investment Bank research
  • Access to UBS Wealth
    Management CIO analysts
  • Capital Markets: Equities, Fixed Income, FX and Precious Metals  (including Structured Products, Derivatives and ETD)
  • UBS funds, 3rd party funds, ETFs
  • Alternative investments: Hedge Funds, Private Equity, Real Estate
  • Value-based Investing
  • Institutional solutions
  • Actively Managed Certificates
  • Credit & Liquidity Solutions
  • Lending Solutions
  • Financing (Real Estate Switzerland, Institutional Financing Capabilities)
  • Strategic Cash Advice
  • Single stock loans, structured credit
  • Securities Lending
  • Tax & Regulatory Reporting

Asset Servicing

Execution and Platform

Additional Services
  • Global Custody (Multi Bank Reporting)
  • Portfolio solutions (asset management solutions)
  • Fund Services
  • Private Label Funds Solutions
  • Performance and Risk Analytics
  • Investment Accounting
  • Execution & Investment Management Services
  • Professional IT platform (reporting, trading, research and admin functionality)
  • Professional direct trade execution
  • Multi shoring
  • Network/B2B introduction
  • Wealth Planning and Succession Planning
  • Philanthropy services
  • Art Advisory
  • Family Advisory
  • Corporate Finance Advisory
  • Escrow services

Important information: Please note that for certain products and services minimum requirements have to be met and under certain conditions restrictions may apply. Certain products and services are subject to legal and regulatory restrictions and cannot be offered worldwide on an unrestricted basis and may not be available to the Financial Intermediary.

Infrastructure/IT excellence

We've developed a comprehensive platform to support your day-to-day work

Infrastructure/IT excellence

Contact

Here you can find the contacts for our Booking Center Germany desk. We look forward to hearing from you and finding new solutions for your business.

Philipp Neuhofen
Head of FIM Germany

Bockenheimer Landstraße 2-4
60306 Frankfurt am Main
Germany

+49-69-217 96 099
philipp.neuhofen@ubs.com

Disclaimer

Please note that the information provided in this page is for Financial Intermediaries domiciled in the selected jurisdiction only and not intended for Financial Intermediaries domiciled outside of this country. If you are not domiciled in the jurisdiction of the current country webpage, please leave this page and enter your domicile webpage by selecting it in the country field area. By selecting your specific country you represent that you are a Financial Intermediary domiciled in this jurisdiction.
Certain products and services are subject to legal and regulatory restrictions and cannot be offered worldwide on an unrestricted basis and thus may not be available to the Financial Intermediary. In addition, for certain products and services minimum requirements have to be met and certain conditions and/or restrictions may apply in the relevant jurisdiction.