This material was prepared by UBS Administradora de Valores Mobiliários Ltda. ("UBS WM Brazil"), authorized entity from the Securities Commission to provide financial advisory and administration of third party resources.
This is only an information material and should not be considered as a recommendation, offer or analysis of securities.
UBS WM Brazil is not responsible for any use that the recipient will give the information contained herein.
This material is exclusively to recipient use. There should not be (i) copied, photocopied, or duplicated in any way or form, or(ii) redistributed to third parties without express UBS permission.
Regulatory Documents
-
Code of Ethical Conduct in Wealth Management Brazil Activities
-
Reference Form - ICVM 558
-
Reference Form - ICVM 592
-
Reference Form 558
-
Code of Ethical Conduct– ICVM 592
-
Conduct and Ethics Code
-
Mark to Market pricing manual
-
Internal Controls Procedures
-
Buy and Sell Securities Policy (Personal Investment Policy)
-
Risk Management
-
Ordering pro-rata and distribution for securities portfolio
-
Personal Investment Policy
-
Policy for Exercising Voting Rights in General Meetings (PT)
-
Mark to Market Manual – Itaú (PT)
-
Compliance Code
Financial Information
Period | Period | Auditor | Auditor |
---|---|---|---|
Period | Auditor | ERNST & YOUNG Auditores Independentes S.S. | |
Period | Auditor | ERNST & YOUNG Auditores Independentes S.S. |
Funds
UBS Brasil Administradora de Valores Mobiliários Ltda. adopts the Mark to Market Manual of Banco Itaú Unibanco, which is third-party provider contracted to provide NAV calculation services.