Intermediary services

Working with you to deliver services to your clients

UBS is committed to working with external asset managers, financial consultants and independent financial planners in Canada to provide comprehensive products and services.

External asset managers

You manage your clients' assets with a Power of Attorney (PoA) according to an asset management agreement. These are held in the corresponding personal account/custody account at UBS.

Independent financial planners 

You advise your clients upon their overall financial planning goals, whilst seeking to appoint a third party to oversee the investment management of their assets, along with the responsibility for the suitability of investment advice upon the assets held within UBS.

Share your priorities with us

Come and see us so we can find out more about what matters to you.