UBS Retirement Plan Consulting Services

In today's defined contribution retirement plan landscape, plan sponsors face heightened fiduciary responsibilities and a continuing focus on helping participants pursue their retirement goals. Our Retirement Plan Consultants offer knowledgeable advice and a customized consulting process aimed at helping our clients strengthen their retirement plans and manage increasing complexity. As one of the leading wealth management firms in the world, the combination of our retirement plan consulting capabilities and our insights in personal financial planning can help both sponsors and participants manage today's retirement realities.

UBS Retirement Plan Consulting Services

A resource you can trust

  • 1,400 retirement plans
  • $55 billion in retirement plan consulting assets1
  • $1 trillion in Wealth Management Americas assets2
  • 150-year global heritage

An industry leader

  • Consultants average 21 years industry experience
  • Multiple PLANSPONSOR "Top 5" rankings3
  • Best global bank4
  • Surpass current Basel III CET1 capital standards5


1Source as of 6/30/14, based on UBS reporting. Includes defined contribution, defined benefit and nonqualified deferred compensation plans served through our Institutional Consulting and Retirement Plan Consulting Services programs.
2Source: UBS Corporate Profile for 4Q14 and companies reporting. UBS reported a BIS Basel III common equity Tier 1 (CET1) ratio of 13.4% as of 12/31/14.
3Source: PLANSPONSOR. Consultant Buyer's Guide Survey, September 2014. Ranking criteria based on information self-reported by firms. All data are as of June 30, 2014 unless otherwise noted.
4Source: Euromoney, 2014. The Best Global Bank Award was determined and awarded by the Euromoney editorial team. The Euromoney Awards for Excellence were established in 1992 and are the global benchmark for the banking industry. These annual awards cover more than 20 global product categories, best-in-class awards in all regions and the best banks in close to 100 countries around the world. UBS did not pay a fee in exchange for the award.
5Source: UBS Corporate Profile for 4Q14 and companies reporting. UBS reported a BIS Basel III common equity Tier 1 (CET1) ratio of 13.4% as of 12/31/14. The Basel III framework is a global regulatory standard on bank capital adequacy, stress testing and market liquidity risk; it is designed to improve the banking sector's ability to absorb shocks arising from financial and economic stress.

The DC Advisory Consulting Services investment advisory program has been renamed the UBS Retirement Plan Consulting Services Program (UBS-RPCS). Only the name has changed. Services and other program details remain the same. Details regarding the RPCS program, including fees, services, features, and suitability, are provided in the DC Advisory Program ADV disclosure.

Important information about Advisory & Brokerage Services: As a firm providing wealth management services to clients, UBS is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer, offering both investment advisory and brokerage services. Advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate contracts. It is important that you carefully read the agreements and disclosures UBS provides to you about the products or services offered. For more information, please visit our website at www.ubs.com/workingwithus. Neither UBS Financial Services nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

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