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Borrowing using securities as collateral entails risk and may not be appropriate for your needs. All loans are subject to credit approval. For a full discussion of the risks associated with borrowing using securities as collateral, you should review the Loan Disclosure Statement that will be included in your application package. Neither UBS Financial Services Inc. nor UBS Bank USA provides legal or tax advice. You should consult your legal and tax advisors regarding the legal and tax implications of borrowing using securities as collateral for a loan.
Margin loans are provided by UBS Financial Services Inc. and are subject to credit approval.
All mortgage products are only offered by UBS Mortgage. UBS Mortgage is a trade name for UBS AG, Tampa Branch or, in certain states for certain products, UBS Bank USA. All loans are subject to underwriting, credit and property approval. Not all products are available in all states, or for all loan amounts. Other restrictions and limitations may apply. UBS Mortgage currently offers residential mortgage loans within the 50 states of the United States of America and the District of Columbia.
Equal Opportunity Lender. Equal Housing Lender.
Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker/dealer offering securities, trading, brokerage and related products and services. As a firm providing wealth management services to clients in the U.S., we offer both investment advisory services and brokerage accounts. Advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate contracts. It is important that clients understand the ways in which we conduct business and that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information clients should speak with their Financial Advisor or visit our website at ubs.com/workingwithus. Investing in securities involves risks, and there is always the potential of losing money when you invest in securities.
This material is intended to inform you of products and services offered by UBS Wealth Management. “UBS Wealth Management” is the marketing name for the UBS business group that includes in the U.S., among others, UBS Financial Services Inc. (“UBS-FS”), UBS Bank USA (“BUSA”) and UBS AG, New York Branch (“UBS New York”). UBS-FS, a wholly owned subsidiary of UBS AG, is a U.S. registered broker-dealer and investment adviser, a member of FINRA and SIPC. BUSA is an FDIC-insured Utah industrial bank. UBS AG is a Swiss bank licensed to conduct banking and related financial service businesses in the U.S. Brokerage products and services are offered through UBS-FS, which is not a bank and is a separate legal entity from its bank affiliates. Lending, Portfolio Management and Active Advisory services, and other banking services are provided through UBS New York. Lending and mortgage services are provided through BUSA.
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