Partnering with Financial Intermediaries

UBS is committed to working with external asset managers and financial consultants in the UK to provide comprehensive products and services, a global research platform, a unique range of IT infrastructure and a competitive and flexible pricing model.

External Asset Managers: You manage your clients’ assets with a Power of Attorney (PoA) according to an asset management agreement. These are held in the corresponding personal account/custody account at UBS.

External Financial Consultants: You advise your clients with regard to the management of their assets. These are held in the corresponding personal account/custody account at UBS.

Financial Intermediaries possible business models

In choosing the UBS Financial Intermediaries (FIM) platform, you would benefit from our:

UBS Experience

  • Our Business Developers, Account Managers and Specialists work with you
  • We would like to put our vast experience at your disposal for a longstanding relationship

Range of products and services

  • Access to best-in-class products (UBS and third-party products) and services
  • Direct Access to our product specialists
  • Access to UBS Research

Excellent execution

  • Smooth and speedy order execution
  • Execution of specific requests, according to your requirements
  • Open product architecture

Infrastructure/ IT excellence

  • Leading IT Infrastructure
  • IT-supported business processes executed quickly and efficiently
  • Custody, reporting

Pricing

Competitive and flexible pricing models