Share Class Information
UBS (IE/LU) Funds
Shares in classes with “Q” in their name are available:
- for distribution in an eligible country as defined by "List A"; or
- to investors domiciled in other countries, if they are professionals of the financial sector and a written agreement exists with UBS AG; and who make the following investments in their own name and:
(a) on their own behalf;
(b) on behalf of their clients within an asset management agreement; or
(c) on behalf of their clients within the framework of an advisory relationship established in writing, in return for payment; or
(d) on behalf of a collective investment managed by a professional of the financial sector.
In cases (b), (c) and (d), said professional has been duly authorised by the supervisory authority to which he/she is subject to carry out such transactions, and is domiciled in an eligible country as defined by "List B" or is operating in their own name and on behalf of another professional of the financial sector who has been authorised in writing by UBS AG and is domiciled in one of the countries covered by "List B" or "List C" in cases (b) and (c) respectively.
The smallest tradable unit of these shares is 0.001. Unless the Company decides otherwise, the initial issue price of these shares amounts to AUD 100, CAD 100, CHF 100, CZK 2,000, EUR 100, GBP 100, HKD 1,000, JPY 10,000, PLN 500, RMB 1,000, RUB 3,500, SEK 700, SGD 100 or USD 100.
Admission of investors in further distribution countries (changes to lists A, B and C) shall be decided by the Board of Directors at its sole discretion. Please find below current lists A, B and C:
A: GB, GG, HK, IE, IM, JE, NL, SG
B: AD, AT, BE, BG, BR, CH, CY, CZ, DK, EE, FI, FR, DE, GR, HU, IS, IT, LV, LI, LT, LU, MT, NO, PL, PT, RO, SK, SI, ES, SE
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