Nouvelles UBS
UBS reaches settlement with regulators on trading activity
UBS AG announced today that UBS Financial Services Inc. has reached a settlement agreement with the New York Stock Exchange, the State of New Jersey and the State of Connecticut with respect to certain short-term trading activity between 2000 and 2002 by clients of several UBS Financial Advisors. As part of the settlement agreement, UBS has agreed to pay $54 million, of which $18 million will be set aside for potentially affected investors and $16 million for investor education and securities-enforcement initiatives. (seulement en anglais)
The costs of the settlement will be largely reflected as provisions in the firm's fourth-quarter results.
UBS neither admits nor denies any of the allegations made against the firm.
New York, 12 January 2006
UBS
Il est possible que les produits et services présentés dans ces pages électroniques ne soient pas disponibles pour les résidents de certains pays. Pour de plus amples informations, veuillez consulter les restrictions de vente relatives aux produits et services en question.
© UBS 1998-2013. Tous droits réservés.
Partage de signets