Execution venues

MiFID order execution policy

As referred to in Section 3.1.3 of the MiFID Order Execution, Order Handling and Order Allocation Policy.

Note that this list of Execution Venues is not exhaustive but comprises those execution venues on which UBS Investment Bank places significant reliance. This list will be kept under review and updated in accordance with UBS Investment Bank's MiFID Order Execution Policy. UBS Investment Bank reserves the right to use other Execution Venues additional to those listed here where it deems appropriate in accordance with UBS Investment Bank's MiFID Order Execution Policy and to remove any Execution Venues from the list. Where UBS Investment Bank acts as the execution venue we will use all sources of reasonably available information, including MTFs, local exchanges, brokers and data vendors, to obtain the best possible result for the order.

Equities

UBS Investment Bank
Aktietorget
American Stock Exchange AMEX*
Athens Stock Exchange
Australian Securities Exchange*
BATS Chi-X Europe
Borsa Italiana
Budapest Stock Exchange*
Burgundy
Cairo & Alexandria Stock Exchange*
DIFX Dubai
First North Denmark
First North Helsinki
First North Sweden
Frankfurt Stock Exchange (including Xetra trading platform)
Hong Kong Stock Exchange*
Instinet BlockMatch
Irish Stock Exchange
Istanbul Stock Exchange
Jakarta Stock Exchange*
Johannesburg Stock Exchange*
Korea Stock Exchange*
London Stock Exchange
Madrid Stock Exchange
Mexican Stock Exchange*
NASDAQ*
NASDAQ OMX Copenhagen Exchange
NASDAQ OMX Helsinki Exchange
NASDAQ OMX Iceland Exchange*
NASDAQ OMX Stockholm Exchange
New York Stock Exchange*
New Zealand Stock Exchange*
NYSE ARCA*
NYSE Euronext Amsterdam Stock Exchange
NYSE Euronext Brussels Stock Exchange
NYSE Euronext Lisbon Stock Exchange
NYSE Euronext Paris Stock Exchange
Oslo Stock Exchange
Philippine Stock Exchange*
POSIT
 
Prague Stock Exchange*
Russian Trading System Stock Exchange*
Sao Paulo Stock Exchange BOVESPA*
Sigma X MTF
SmartPool
Stock Exchange of Singapore*
Stock Exchange of Thailand*
SiX Group - SWX
Taiwan Stock Exchange*
Tel Aviv Stock Exchange
Tokyo Stock Exchange*
Toronto Stock Exchange*
Turquoise
UBS MTF
 
Vienna Stock Exchange
Warsaw Stock Exchange

UBS Investment Bank
American Stock Exchange AMEX*
Athens Stock Exchange*
Australian Securities Exchange*
Borsa Italiana
Budapest Stock Exchange*
Cairo & Alexandria Stock Exchange*
Frankfurt Stock Exchange (including Xetra trading platform)
Hong Kong Stock Exchange*
Istanbul Stock Exchange*
Jakarta Stock Exchange*
Johannesburg Stock Exchange*
Korea Stock Exchange*
London Stock Exchange
Madrid Stock Exchange*
Mexican Stock Exchange*
NASDAQ*
New York Stock Exchange*
New Zealand Stock Exchange*
NYSE ARCA*
NYSE Euronext Amsterdam Stock Exchange
NYSE Euronext Brussels Stock Exchange
NYSE Euronext Lisbon Stock Exchange
NYSE Euronext Paris Stock Exchange
OMX Stockholm Exchange
OMX Helsinki Exchange
OMX Copenhagen Exchange
Oslo Stock Exchange
Philippine Stock Exchange*
Prague Stock Exchange*
Russian Trading System Stock Exchange*
Sao Paulo Stock Exchange BOVESPA*
Stock Exchange of Singapore*
Stock Exchange of Thailand*
SWX Swiss Exchange
Taiwan Stock Exchange*
Tel Aviv Stock Exchange*
Tokyo Stock Exchange*
Toronto Stock Exchange*
Vienna Stock Exchange
Virt-X
Warsaw Stock Exchange*

American Stock Exchange*
Australian Securities Exchange*
Boston Option Exchange*
Brazilian Mercantile & Futures Exchange
CBOE Futures Exchange*
Chicago Board of Trade*
Chicago Board Options Exchange*
Chicago Mercantile Exchange*
EDX London
Eurex Deutschland/Eurex Zürich
Euronext.liffe
Euronext.liffe Bclear
Euronext Amsterdam
Hong Kong Exchanges & Clearing Ltd*
Hong Kong Futures Exchange
International Securities Exchange*
Italian Derivatives Market
Korea Exchange*
MEFF
Nasdaq Liffe Markets, LLC*
National Stock Exchange of India*
NYSE ARCA*
OMX Copenhagen Exchange
OMX Helsinki Exchange
OMX Stockholm Exchange
OneChicago*
Osaka Securities Exchange*
Philadelphia Stock Exchange*
Singapore Exchange Derivatives Trading*
Sydney Futures Exchange*
Thailand Futures Exchange*
Tokyo Stock Exchange*

UBS Investment Bank
Bolsa Madrid
Borsa Italiana
CATS-OS
Euronext
Frankfurt Stock Exchange (including Xetra trading platform) (Smart Trading)
London Stock Exchange
Luxembourg Stock Exchange
Nordic Derivatives Exchange
OMX Copenhagen Exchange
OMX Helsinki Exchange
OMX Stockholm Exchange
Oslo Bors
Stuttgarter Börse (Euwax),
SWX Swiss Exchange
Tiqs
VWD Tradelink

UBS Investment Bank

UBS Investment Bank

Fixed Income

UBS Investment Bank

UBS Investment Bank

Brazilian Mercantile & Futures Exchange
Chicago Board of Trade*
Chicago Mercantile Exchange*
Eurex Deutschland/Eurex Zürich
Euronext.liffe
Euronext.liffe Bclear
Hong Kong Exchanges & Clearing Ltd*
Italian Derivatives Exchange Market
Korea Exchange*
MEFF
Moscow Interbank Currency Exchange*
National Stock Exchange of India
OMX Copenhagen Exchange
OMX Helsinki Exchange
OMX Stockholm Exchange
Philadelphia Board of Trade*
Singapore Exchange Derivatives Trading*
South African Futures Exchange
Sydney Futures Exchange*
Taiwan Futures Exchange
Tel Aviv Stock Exchange
Tokyo Financial Exchange (formerly TIFFE)*
Tokyo Stock Exchange*
Turkish Derivatives Exchange

UBS Investment Bank

BGC
Bloomberg
GFI
ICAP
ICE
Tradition
Tradeweb
TrueEx
Tullet
State Street

Commodities and Foreign Currencies

Athens Derivatives Exchange
Australian Securities Exchange*
Bolsa de Mercadorias & Futuros*
Brazilian Mercantile & Futures Exchange
Bursa Malaysia Derivatives
Chicago Board of Trade*
Chicago Mercantile Exchange*
ENDEX
Euronext.liffe
European Climate Exchange
European Energy Exchange
ICE Futures
Intercontinental Exchange
Kansai Commodities Exchange
Kansas City Board of Trade*
Korea Exchange*
London Metal Exchange
Minneapolis Grain Exchange*
New York Board of Trade*
New York Mercantile Exchange*
New York Mercantile Exchange (COMEX division)*
Nordpool
NYBOT Coffee, Sugar and Cocoa Exchange*
South African Futures Exchange*
Sydney Futures Exchange*
Taiwan Futures Exchange*
Tokyo Commodity Exchange*
Tokyo Grain Exchange*
Turkish Derivatives Exchange
Winnipeg Commodities Exchange*
Yokohama Commodity Exchange

UBS Investment Bank

UBS Investment Bank