UBS Allocation Procedures for Callable Securities
In accordance with FINRA Rule 4340 (Callable Securities), UBS Securities, LLC maintains allocation procedures by which it will allocate securities to be redeemed or selected as called in the event of a partial redemption or call. Alternatively, Clients may obtain a hard copy of these allocation procedures by contacting their UBS account representative.
The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Please consult the sales restrictions relating to the products or services in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.
For information as to which entity provides the services in each jurisdiction, click here.
© UBS 1998-2015. All rights reserved.