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Wealth Management US

As your Financial Advisor, I can leverage the global resources of UBS, one of the world's largest wealth managers, to address your needs. Below is a sample of the resources at my disposal:

  • Alternative investments, professional money management services, lending solutions
  • Retirement planning, fixed income securities, tax planning strategies*
  • Estate planning strategies, philanthropy and gifting strategies, trust services*

By understanding your concerns, I can design a plan to help you make appropriate financial decisions for today and tomorrow.

*Neither UBS Financial Services Inc. nor its employees provide legal or tax advice. You must consult with your attorney and tax advisors regarding your personal circumstances.

Thomas E. Brockley
Senior Vice President - Investments
Advisory & Brokerage Services
  • Senior Portfolio Manager, Portfolio Management Program
80 State Street
Suite 800/8th Floor
Albany, NY 12207
518-445-1692
800-255-3400 ext. 1692
518-445-1600 fax
thomas.brockley@ubs.com
Managing Wealth


Planning for Sustainable Income
Pursuing Your Vision
Protecting & Transferring Wealth

News

UBS AG determines final terms of announced rights issue
UBS announces first-quarter results

My Perspective
Corporate Profile CorporateProfile.pdf
Our Market Outlook Our_Market_Outlook.pdf
Experiencing UBS

The UBS Client Experience
Research Tailored to Private Clients
Personalizing Your Financial Plan

Spotlight Articles

Balancing Risk and Return in Your Portfolio
Market Outlook: Retain defensive positioning in equity markets UBS Market Outlook (829kb)

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