Shareholder distribution

Distribution of UBS shares

As of 30.06.08Shareholders registeredShares registered

Number of shares registered

Number

%

Number

% of shares issued

1-100

33'495

11.9

1'808'281

0.1

101-1'000

167'239

59.6

70'662'803

2.4

1'001-10'000

74'118

26.4

192'023'378

6.6

10'001-100'000

5'364

1.9

127'406'895

4.3

100'001-1'000'000

469

0.2

138'494'983

4.7

1'000'001-5'000'000

92

0.0

200'441'122

6.8

5'000'001-29'325'782

24

0.0

269'825'077

9.2

1-2 %

3

0.0

140'151'529

4.8

2-3 %

1

0.0

66'891'997

2.3

3-4 %

1

0.0

117'300'156

4.0

4-5 %

0

0.0

0

0.0

over 5 %

2

0.0

546'088'823

18.6

Total registered

280'808

100.0

1'871'095'044

63.8

Unregistered

  

1'061'472'783

36.2

Total shares issued

280'808

100.0

2'932'567'827

100.0

Shareholders: type and distribution

As of 30.06.2008ShareholdersShares
 

Number

%

Number

%

Individual shareholders

272,100

96.9

370,682,289

12.6

Legal entities

8,144

2.9

376,811,412

12.9

Nominees, fiduciaries

564

0.2

1,123,601,343

38.3

Unregistered

  

1,061,472,783

36.2

Total

280,808

100.0

2,932,567,827

100.0

Switzerland

252,745

90.0

745,192,572

25.4

Europe

19,040

6.8

619,262,058

21.1

North America

2,627

0.9

447,620,684

15.3

Other countries

6,396

2.3

59,019,730

2.0

Unregistered

  

1'061'472'783

36.0

Total

280,808

100.0

2,932,567,827

100.0

Ownership of UBS shares is widely spread. The tables below provide information about the distribution by category of shareholders and by geography. This information relates only to registered shareholders and cannot be assumed to be representative of the entire UBS investor base. Only registered shareholders are entitled to exercise voting rights.

Distribution of UBS shares

As of 31.12.07Shareholders registeredShares registered

Number of shares registered

Number

%

Number

% of shares issued

1–100

33,819

16.2

1,982,968

0.1

101–1,000

124,749

59.6

52,269,332

2.5

1,001–10,000

46,603

22.3

123,861,673

6.0

10,001–100,000

3,577

1.7

87,704,010

4.2

100,001–1,000,000

384

0.2

112,916,436

5.5

1,000,001–5,000,000

70

0.0

148,229,789

7.2

5,000,001–20,735,473 (1%)

18

0.0

147,702,880

7.1

1–2%

6

0.0

194,124,566

9.4

2–3%

0

0.0

0

0.0

3–4%

0

0.0

0

0.0

4–5%

0

0.0

0

0.0

Over 5%

2 1

0.0

459,135,393

22.0

Total registered

209,228

100.0

1,327,927,047

64.0

Unregistered 2

  

745,620,297

36.0

Total shares issued

  

2,073,547,344 3

100.0

Shareholders: type and distribution

As of 31.12.07ShareholdersShares
 

Number

%

Number

%

Individual shareholders

202,019

96.6

244,744,640

11.8

Legal entities

6,713

3.2

247,068,373

11.9

Nominees, fiduciaries

496

0.2

836,114,034

40.3

Unregistered

  

745,620,297

36.0

Total

209,228

100.0

2,073,547,344

100.0

Switzerland

186,725

89.2

460,203,410

22.2

Europe

15,205

7.3

425,716,963

20.5

North America

2,390

1.1

398,561,800

19.2

Other countries

4,908

2.4

43,444,874

2.1

Unregistered

  

745,620,297

36.0

Total

209,228

100.0

2,073,547,344

100.0

Cross shareholdings

UBS has no cross shareholdings in excess of a reciprocal 5% of capital or voting rights with any other company.

Last update: March 18, 2008, 8:39 AM 
 

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