 | Analysten & Aktionäre | | Geschäftsberichte 2005 |
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Anmerkung 35 Wichtigste Tochtergesellschaften 
Die Konzernstruktur von UBS hat zum Ziel, die Geschäftstätigkeiten des Unternehmens innerhalb eines effizienten rechtlichen, steuerlichen, regulatorischen und finanziellen Rahmens zu unterstützen. Weder die einzelnen Unternehmensgruppen von UBS – Global Wealth Management & Business Banking, Global Asset Management, Investment Bank – noch das Corporate Center sind rechtlich selbstständige Einheiten; vielmehr tätigen sie ihre Geschäfte durch die in- und ausländischen Sitze des Stammhauses der UBS AG.
Die Abwicklung der Geschäfte durch das Stammhaus gestattet es, die Vorteile, die sich durch die Anwendung einer einzigen rechtlichen Einheit für alle Unternehmensgruppen ergeben, voll auszuschöpfen. Dadurch ist gewährleistet, dass die kosteneffizienteste und flexibelste Struktur, eine umfassende Risikobewirtschaftung und -kontrolle sowie zielgerichtete Finanzierungsprozesse zur Anwendung kommen und das Kapital wirksam eingesetzt wird.
Wo es aber aufgrund lokaler rechtlicher, steuerlicher oder regulatorischer Vorschriften oder aufgrund neu erworbener Gesellschaften nicht möglich oder nicht effizient ist, die Geschäfte durch das Stammhaus zu erledigen, werden diese Aufgaben durch rechtlich selbstständige Konzerngesellschaften vor Ort wahrgenommen. Die wichtigsten Konzerngesellschaften können der nachfolgenden Liste entnommen werden:
Wichtigste vollkonsolidierte Gesellschaften | |||||
Gesellschaft | Sitz | Unternehmens Gruppe 1 | Aktienkapital in Mio. | Beteiligung kumuliert in % | |
Banco UBS SA | Rio de Janeiro, Brasilien | IB | BRL | 52,9 | 100,0 |
Crédit Industriel SA | Zürich, Schweiz | Global WM&BB | CHF | 0,1 | 100,0 |
Etra SIM SpA | Mailand, Italien | Global WM&BB | EUR | 7,6 | 100,0 |
Factors AG | Zürich, Schweiz | Global WM&BB | CHF | 5,0 | 100,0 |
Noriba Bank BSC | Manama, Bahrain | Global WM&BB | USD | 10,0 | 100,0 |
PaineWebber Capital Inc | Delaware, USA | IB | USD | 25,8 | 100,0 |
PT UBS Securities Indonesia | Jakarta, Indonesien | IB | IDR | 100 000,0 | 98,4 |
Thesaurus Continentale Effekten-Gesellschaft in Zürich | Zürich, Schweiz | Global WM&BB | CHF | 0,1 | 100,0 |
UBS (Bahamas) Ltd | Nassau, Bahamas | Global WM&BB | USD | 4,0 | 100,0 |
UBS (France) SA | Paris, Frankreich | Global WM&BB | EUR | 10,7 | 100,0 |
UBS (Grand Cayman) Limited | George Town, Cayman Islands | IB | USD | 25,0 | 100,0 |
UBS (Italia) SpA | Mailand, Italien | Global WM&BB | EUR | 60,0 | 100,0 |
UBS (Luxembourg) SA | Luxemburg, Luxemburg | Global WM&BB | CHF | 150,0 | 100,0 |
UBS (Monaco) SA | Monte Carlo, Monaco | Global WM&BB | EUR | 9,2 | 100,0 |
UBS (Trust and Banking) Limited | Tokio, Japan | Global AM | JPY | 11 150,0 | 100,0 |
UBS Advisory and Capital Markets Australia Ltd | Sydney, Australien | IB | AUD | 580,8 2 | 100,0 |
UBS Alternative and Quantitative Investments LLC | Delaware, USA | Global AM | USD | 0,0 | 100,0 |
UBS Americas Inc | Delaware, USA | IB | USD | 4 550,8 | 100,0 |
UBS Asesores SA | Panama, Panama | Global WM&BB | USD | 0,0 | 100,0 |
UBS Australia Limited | Sydney, Australien | IB | AUD | 50,0 | 100,0 |
UBS Bank (Canada) | Toronto, Kanada | Global WM&BB | CAD | 8,5 | 100,0 |
UBS Bank USA | Utah, USA | Global WM&BB | USD | 1 700,0 | 100,0 |
UBS Belgium SA/NV | Brüssel, Belgien | Global WM&BB | EUR | 17,0 | 100,0 |
UBS Capital (Jersey) Ltd | St, Helier, Jersey | IB | GBP | 226,0 | 100,0 |
UBS Capital AG | Zürich, Schweiz | IB | CHF | 5,0 | 100,0 |
UBS Capital Americas Investments II LLC | Delaware, USA | IB | USD | 130,0 2 | 100,0 |
UBS Capital Americas Investments III Ltd | George Town, Cayman Islands | IB | USD | 61,1 2 | 100,0 |
UBS Capital Asia Pacific Limited | George Town, Cayman Islands | IB | USD | 5,0 | 100,0 |
UBS Capital BV | Amsterdam, Niederlande | IB | EUR | 118,8 2 | 100,0 |
UBS Capital II LLC | Delaware, USA | IB | USD | 2,6 2 | 100,0 |
UBS Capital Latin America LDC | George Town, Cayman Islands | IB | USD | 113,0 2 | 100,0 |
UBS Capital LLC | Delaware, USA | IB | USD | 378,5 2 | 100,0 |
UBS Card Center AG | Glattbrugg, Schweiz | Global WM&BB | CHF | 0,1 | 100,0 |
UBS Commodities Canada Ltd. | Toronto, Kanada | IB | USD | 11,3 | 100,0 |
Wichtigste vollkonsolidierte Gesellschaften | |||||
Gesellschaft | Sitz | Unternehmens Gruppe 1 | Aktienkapital in Mio. | Beteiligung kumuliert in % | |
UBS Corporate Finance Italia SpA | Mailand, Italien | IB | EUR | 1,9 | 100,0 |
UBS Derivatives Hong Kong Limited | Hongkong, China | IB | HKD | 60,0 | 100,0 |
UBS Deutschland AG | Frankfurt am Main, Deutschland | Global WM&BB | EUR | 176,0 | 100,0 |
UBS Employee Benefits Trust Limited | St. Helier, Jersey | CC | CHF | 0,0 | 100,0 |
UBS Energy LLC | Delaware, USA | IB | USD | 0,0 | 100,0 |
UBS España SA | Madrid, Spanien | Global WM&BB | EUR | 62,2 | 100,0 |
UBS Fiduciaria SpA | Mailand, Italien | Global WM&BB | EUR | 0,2 | 100,0 |
UBS Fiduciary Trust Company | New Jersey, USA | Global WM&BB | USD | 4,4 2 | 99,6 |
UBS Finance (Cayman Islands) Ltd | George Town, Cayman Islands | CC | USD | 0,5 | 100,0 |
UBS Finance (Curação) NV | Willemstad, Niederl. Antillen | CC | USD | 0,1 | 100,0 |
UBS Finance (Delaware) LLC | Delaware, USA | IB | USD | 37,3 2 | 100,0 |
UBS Financial Services Inc | Delaware, USA | Global WM&BB | USD | 1 672,3 2 | 100,0 |
UBS Financial Services Incorporated of Puerto Rico | Hato Rey, Puerto Rico | Global WM&BB | USD | 31,0 2 | 100,0 |
UBS Fund Advisor LLC | Delaware, USA | Global WM&BB | USD | 0,0 | 100,0 |
UBS Fund Holding (Luxembourg) SA | Luxemburg, Luxemburg | Global AM | CHF | 42,0 | 100,0 |
UBS Fund Holding (Switzerland) AG | Basel, Schweiz | Global AM | CHF | 18,0 | 100,0 |
UBS Fund Management (Switzerland) AG | Basel, Schweiz | Global AM | CHF | 1,0 | 100,0 |
UBS Fund Services (Cayman) Ltd | George Town, Cayman Islands | Global AM | USD | 5,6 | 100,0 |
UBS Fund Services (Ireland) Limited | Dublin, Irland | Global AM | EUR | 1,3 | 100,0 |
UBS Fund Services (Luxembourg) SA | Luxemburg, Luxemburg | Global AM | CHF | 2,5 | 100,0 |
UBS Global Asset Management (Americas) Inc | Delaware, USA | Global AM | USD | 0,0 | 100,0 |
UBS Global Asset Management (Australia) Ltd | Sydney, Australien | Global AM | AUD | 8,0 | 100,0 |
UBS Global Asset Management (Canada) Co | Toronto, Kanada | Global AM | CAD | 117,0 | 100,0 |
UBS Global Asset Management (Deutschland) GmbH | Frankfurt am Main, Deutschland | Global AM | EUR | 7,7 | 100,0 |
UBS Global Asset Management (France) SA | Paris, Frankreich | Global WM&BB | EUR | 2,1 | 100,0 |
UBS Global Asset Management (Hong Kong) Limited | Hongkong, China | Global AM | HKD | 25,0 | 100,0 |
UBS Global Asset Management (Italia) SIM SpA | Mailand, Italien | Global AM | EUR | 2,0 | 100,0 |
UBS Global Asset Management (Japan) Ltd | Tokio, Japan | Global AM | JPY | 2 200,0 | 100,0 |
UBS Global Asset Management (Singapore) Ltd | Singapur, Singapur | Global AM | SGD | 4,0 | 100,0 |
UBS Global Asset Management (Taiwan) Ltd | Taipei, Taiwan | Global AM | TWD | 340,0 | 100,0 |
UBS Global Asset Management (US) Inc | Delaware, USA | Global AM | USD | 35,2 2 | 100,0 |
UBS Global Asset Management Holding Ltd | London, Grossbritannien | Global AM | GBP | 33,0 | 100,0 |
UBS Global Life AG | Vaduz, Liechtenstein | Global WM&BB | CHF | 5,0 | 100,0 |
UBS Global Trust Corporation | St. John, Kanada | Global WM&BB | CAD | 0,1 | 100,0 |
UBS International Holdings BV | Amsterdam, Niederlande | CC | EUR | 6,8 | 100,0 |
UBS International Inc | New York, USA | Global WM&BB | USD | 34,3 2 | 100,0 |
UBS International Life Limited | Dublin, Irland | Global WM&BB | EUR | 1,0 | 100,0 |
UBS Investment Bank Nederland BV | Amsterdam, Niederlande | IB | EUR | 10,8 | 100,0 |
UBS Investment Management Canada Inc | Toronto, Kanada | Global WM&BB | CAD | 0,0 | 100,0 |
UBS Italia SIM SpA | Mailand, Italien | IB | EUR | 15,1 | 100,0 |
UBS Leasing AG | Zürich, Schweiz | Global WM&BB | CHF | 10,0 | 100,0 |
UBS Life AG | Zürich, Schweiz | Global WM&BB | CHF | 25,0 | 100,0 |
UBS Life Insurance Company (USA) | Kalifornien, USA | Global WM&BB | USD | 39,3 2 | 100,0 |
UBS Limited | London, Grossbritannien | IB | GBP | 29,4 | 100,0 |
UBS Loan Finance LLC | Delaware, USA | IB | USD | 16,7 | 100,0 |
UBS Mortgage Holdings LLC | Delaware, USA | Global WM&BB | USD | 0,0 | 100,0 |
UBS New Zealand Limited | Auckland, Neuseeland | IB | NZD | 7,5 | 100,0 |