UBS - Shareholder distribution

Ownership of UBS shares is widely spread. The tables below provide information about the distribution by category of shareholders and by geography. This information relates only to registered shareholders and cannot be assumed to be representative of the entire UBS investor base. Only registered shareholders are entitled to exercise voting rights.

Distribution of UBS shares

As of 31.12.07	Shareholders registered		Shares registered

Number of shares registered	Number	%	Number	% of shares issued
1–100	33,819	16.2	1,982,968	0.1
101–1,000	124,749	59.6	52,269,332	2.5
1,001–10,000	46,603	22.3	123,861,673	6.0
10,001–100,000	3,577	1.7	87,704,010	4.2
100,001–1,000,000	384	0.2	112,916,436	5.5
1,000,001–5,000,000	70	0.0	148,229,789	7.2
5,000,001–20,735,473 (1%)	18	0.0	147,702,880	7.1
1–2%	6	0.0	194,124,566	9.4
2–3%	0	0.0	0	0.0
3–4%	0	0.0	0	0.0
4–5%	0	0.0	0	0.0
Over 5%	2 ¹	0.0	459,135,393	22.0
Total registered	209,228	100.0	1,327,927,047	64.0
Unregistered ²			745,620,297	36.0
Total shares issued			2,073,547,344 ³	100.0

Shareholders: type and distribution

As of 31.12.07	Shareholders		Shares

	Number	%	Number	%
Individual shareholders	202,019	96.6	244,744,640	11.8
Legal entities	6,713	3.2	247,068,373	11.9
Nominees, fiduciaries	496	0.2	836,114,034	40.3
Unregistered			745,620,297	36.0
Total	209,228	100.0	2,073,547,344	100.0
Switzerland	186,725	89.2	460,203,410	22.2
Europe	15,205	7.3	425,716,963	20.5
North America	2,390	1.1	398,561,800	19.2
Other countries	4,908	2.4	43,444,874	2.1
Unregistered			745,620,297	36.0
Total	209,228	100.0	2,073,547,344	100.0

Cross shareholdings

UBS has no cross shareholdings in excess of a reciprocal 5% of capital or voting rights with any other company.

Distribution of UBS shares

As of 30.06.08	Shareholders registered		Shares registered

Number of shares registered	Number	%	Number	% of shares issued
1-100	33'495	11.9	1'808'281	0.1
101-1'000	167'239	59.6	70'662'803	2.4
1'001-10'000	74'118	26.4	192'023'378	6.6
10'001-100'000	5'364	1.9	127'406'895	4.3
100'001-1'000'000	469	0.2	138'494'983	4.7
1'000'001-5'000'000	92	0.0	200'441'122	6.8
5'000'001-29'325'782	24	0.0	269'825'077	9.2
1-2 %	3	0.0	140'151'529	4.8
2-3 %	1	0.0	66'891'997	2.3
3-4 %	1	0.0	117'300'156	4.0
4-5 %	0	0.0	0	0.0
over 5 %	2	0.0	546'088'823	18.6
Total registered	280'808	100.0	1'871'095'044	63.8
Unregistered			1'061'472'783	36.2
Total shares issued	280'808	100.0	2'932'567'827	100.0

Shareholders: type and distribution

As of 30.06.2008	Shareholders		Shares

	Number	%	Number	%
Individual shareholders	272,100	96.9	370,682,289	12.6
Legal entities	8,144	2.9	376,811,412	12.9
Nominees, fiduciaries	564	0.2	1,123,601,343	38.3
Unregistered			1,061,472,783	36.2
Total	280,808	100.0	2,932,567,827	100.0
Switzerland	252,745	90.0	745,192,572	25.4
Europe	19,040	6.8	619,262,058	21.1
North America	2,627	0.9	447,620,684	15.3
Other countries	6,396	2.3	59,019,730	2.0
Unregistered			745,620,297	36.0
Total	280,808	100.0	2,932,567,827	100.0

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