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Significant shareholders
On 25 August 2009, The Capital Group Companies, Inc., Los Angeles, disclosed under the Swiss Stock Exchange Act a holding of 4,38 percent of the total share capital of UBS AG.
On 30 September 2009, the following shareholders, acting in their capacity as nominees for other investors or beneficial owners, were registered in UBS's share register with 3% or more of the total share capital:
| % of shares issued | |||
|---|---|---|---|
Shareholder | 30 September 2009 | December 2008 | December 2007 |
Chase Nominees Ltd, London | 11,81% | 7,19% | 7,99% |
DTC (Cede & Co.), New York* | 8,23% | 9,89% | 14,15% |
Mellon Bank N.A., Everett | 3,39% | less than 3% | less than 3% |
Nortrust Nominees Ltd, London | 3,13% | less than 3% | less than 3% |
According to UBS's "Regulation on the Registration of Shares", voting rights of nominees are restricted to 5%, but clearing and settlement organizations are exempt from this restriction.
Updated information concerning disclosures under the Swiss Stock Exchange Act can be found on the following website of the SIX Swiss Exchange:
Terms of Use | Privacy Statement
Products and services in these webpages may not be available for residents of certain nations. Please consult the sales restrictions relating to the service in question for further information.
© UBS 1998-2009. All rights reserved.
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