Notes to the Financial Statements

Note 8 Earnings per Share (EPS) and Shares Outstanding

Search only in Quarterly Reporting Q3 2007

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Earnings per Share (EPS) and Shares Outstanding

	Quarter ended			% change from		Year to date
	30.9.07	30.6.07	30.9.06	2Q07	3Q06	30.9.07	30.9.06
Basic earnings (CHF million)
Net profit attributable to UBS shareholders	(830)	5,622	2,199			8,067	8,850
from continuing operations	(919)	5,362	2,192			7,713	8,349
from discontinued operations	89	260	7	(66)		354	501
Diluted earnings (CHF million)
Net profit attributable to UBS shareholders	(830)	5,622	2,199			8,067	8,850
Less: (Profit) / loss on equity derivative contracts	(21)	(2)	(1)	(950)		(21)	(9)
Net profit attributable to UBS shareholders for diluted EPS	(851)	5,620	2,198			8,046	8,841
from continuing operations	(940)	5,360	2,191			7,692	8,340
from discontinued operations	89	260	7	(66)		354	501

	Quarter ended			% change from		Year to date
Weighted average shares outstanding	30.9.07	30.6.07	30.9.06	2Q07	3Q06	30.9.07	30.9.06
Weighted average shares outstanding ¹	1,916,996,084	1,938,529,609	1,976,435,598	(1)	(3)	1,930,372,345	1,980,178,367
Potentially dilutive ordinary shares resulting from unvested exchangeable shares, options and warrants outstanding	1,536,676 ²	53,785,651	75,758,565	(97)	(98)	57,980,712	83,332,921
Weighted average shares outstanding for diluted EPS	1,918,532,760	1,992,315,260	2,052,194,163	(4)	(7)	1,988,353,057	2,063,511,288

	Quarter ended			% change from		Year to date
Earnings per share (CHF)	30.9.07	30.6.07	30.9.06	2Q07	3Q06	30.9.07	30.9.06
Basic	(0.43)	2.90	1.11			4.18	4.47
from continuing operations	(0.48)	2.77	1.11			4.00	4.22
from discontinued operations	0.05	0.13	0.00	(62)		0.18	0.25
Diluted	(0.44)	2.82	1.07			4.05	4.28
from continuing operations	(0.49)	2.69	1.07			3.87	4.04
from discontinued operations	0.05	0.13	0.00	(62)		0.18	0.24

	As of			% change from
Shares outstanding	30.9.07	30.6.07	30.9.06	30.6.07	30.9.06
Total ordinary shares issued	2,073,536,484	2,073,419,262	2,105,049,946	0	(1)
Second trading line treasury shares
2005 program
2006 program			11,265,000
2007/2010 program	36,400,000	19,030,000
Other treasury shares	125,598,409	124,729,722	118,869,858	1	6
Total treasury shares	161,998,409	143,759,722	130,134,858	13	24
Shares outstanding	1,911,538,075	1,929,659,540	1,974,915,088	(1)	(3)
1 Includes an average of 510,276 and 518,591 exchangeable shares for the quarters ended 30 September 2007 and 30 June 2007, respectively, and a year to date average of 496,960 shares for 30 September 2007 that can be exchanged into the same number of UBS shares. For 2006, amounts include an average of 170,304 exchangeable shares for the the quarter ended 30 September 2006 and a year to date average of 142,669 shares for 30 September 2006 that can be exchanged into the same number of UBS shares. 2 41.3 million potential ordinary shares from unexercised employee shares and options are not considered as they have an anti-dilutive effect in third quarter 2007.

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