3
Abbreviations and definitions
Whenever the context may require, any pronoun shall include the corresponding masculine, feminine and neuter forms.
Annual General Meeting of the shareholders of UBS AG
ALCO
Asset and Liability Committee
Articles of Association of UBS AG
Business division(s), organizational units of the business as set out in the UBS Group AG Organization
Regulations
Board/BoD
Board of Directors of UBS AG; non-executive Board members who do not perform management func-
tions within UBS AG
Regulations issued by the Executive Board
CCGO
Chief Compliance and Governance Officer of UBS AG
CFO
Chief Financial Officer of UBS AG
Chairman of the Board
Chairpersons
Board members who chair the Committees
Swiss Code of Obligations
Committees of the Board as set out in section 2.1
Charter of the Committees of the Board setting out the objectives, composition, authorities and re-
sponsibilities of the permanent Committees
Company Secretary
Company Secretary of the Board
CompCo
Compensation Committee
The Board and bodies of UBS AG exercising delegated Board functions, such as the Committees,
the EB, committees established by the EB, IA of UBS AG or other bodies mentioned herein
COTO
Chief Operations and Technology Officer
of UBS AG
CRO
Chief Risk Officer of UBS AG
President/DP
Divisional Presidents are the heads of the respective BDs, as set out in the UBS Group AG Organization
Regulations
EGM
Extraordinary General Meeting of the shareholders of UBS AG
Executive Board / EB
Executive Board of UBS AG
EB Committees
Committees of the EB as set out in section 26
Quarterly and annual financial statements of UBS AG
Swiss Financial Market Supervisory Authority
FRC
Finance and Risk Committee
Functional Head / FH
CFO, COTO, CRO, GC, CCGO, Head HR&CS and IO
GC
General Counsel of UBS AG
GF
Group Functions, which comprises the functions as set out in the UBS Group AG Organization Regula-
tions
Group Chief Executive Officer
Group IA
Internal Audit of the Group
Head HR&CS
Head Human Resources & Corporate Services of UBS AG
Human Resources
IA
Internal Audit of UBS AG under the oversight of the IA Executive UBS AG
IA Executive UBS AG
IA Executive of UBS AG
ICAAP
Internal Capital Adequacy Assessment Process
IO
Integration Officer of UBS AG
ORs
Organization Regulations of UBS AG including annexes